State One Capital Group is an independent Australian-owned financial services group. Group staff exceeds 40, with offices in Perth, Sydney and Melbourne. We are not related to any non-Australian entity.

State One has been operating since 1993, having become a full Market Participant of the Australian Securities Exchange Ltd ("ASX") in 2000, a member of Chi-X (Aus.) in 2012 and SSX in early 2014.

As a Market Participant of ASX, your assets with State One are accorded the protection of the National Guarantee Fund. Similar protection is also provided for trades conducted through State One on the Chi-X (Aus.) and SSX exchanges.

Your stock holdings are at all times kept in your name and cannot be transferred or on-lent without your permission.

At State One the focus is heavily on the quality of the service we provide.

State One:

• at all times encourages its clients to pursue conservative gearing structures;
• never encourages the lending of stock to other parties;
• Currently the key intermediaries which whom State One engages include:
  NAB, Macquarie Bank and the Bendigo Bank subsidiary, Leveraged Equities.
• at all times deals only with Australia’s leading financial institutions.